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FINRA Rules: Categories, 6 Key Rules & 5 Compliance Tips
Knowledge Article
FINRA Rules: Categories, 6 Key Rules & 5 Compliance Tips
What Are FINRA Rules?  FINRA rules are a comprehensive set of regulations governing broker-dealers and registered representatives in the United States securities industry, managed through the FINRA Manual. They cover areas such as sales practices, supervision, communications with customers, recordkeeping, reporting, and professional conduct. These rules apply to securities professionals and firms operating under the […]
AI Enterprise Governance: 7 Core Components and 8 Best Practices
Knowledge Article
AI Enterprise Governance: 7 Core Components and 8 Best Practices
What Is AI Enterprise Governance?  Enterprise AI governance is the comprehensive system of policies, cross-functional roles, and technical controls that ensures an organization builds, deploys, and operates artificial intelligence safely, ethically, and in line with legal standards and business goals. Governance applies to internally developed models as well as third-party AI services and tools. Core […]
Call Center Compliance Software: Top 12 Tools Compared
Knowledge Article
Call Center Compliance Software: Top 12 Tools Compared
TL;DR: Call center compliance software monitors interactions, controls recording and retention, and protects customer data. Best for securing agents on unmanaged or BYOD laptops: Venn. Also strong: NiCE Compliance Center for policy and retention management, CallMiner for violation detection, and PCI Pal for payment security. What Is Call Center Compliance Software?  Call center compliance software […]
PCI Compliance Call Center Guide: 6 Challenges, 7 Best Practices
Knowledge Article
PCI Compliance Call Center Guide: 6 Challenges, 7 Best Practices
What Is PCI Compliance?  PCI compliance means following the Payment Card Industry Data Security Standard (PCI DSS), a set of security requirements for organizations that store, process, or transmit payment card data. The standard is maintained by the PCI Security Standards Council and applies to merchants, payment processors, service providers, and other systems involved in […]
CMMC Compliance: 3 Levels, 9 Requirements & 7 Best Practices
Knowledge Article
CMMC Compliance: 3 Levels, 9 Requirements & 7 Best Practices
What Is CMMC Compliance?  CMMC (Cybersecurity Maturity Model Certification) compliance is a mandatory cybersecurity framework for Department of Defense contractors designed to protect sensitive government data, though advanced third-party rollout rules were suspended for a comprehensive review in July 2026. Compliance may require a self-assessment or an assessment by an authorized third party, depending on […]
Insider Threats: 4 Types, Warning Signs & 6 Ways to Prevent Them
Knowledge Article
Insider Threats: 4 Types, Warning Signs & 6 Ways to Prevent Them
What Is an Insider Threat?  An insider threat is a security risk to an organization that comes from people inside it, such as workers, former workers, or business partners who use their legal access to cause harm.  Insider threats can be malicious or unintentional. A malicious insider may steal sensitive data, commit fraud, sabotage systems, […]
Insider Threat Software: 12 Top Tools and Key Features
Knowledge Article
Insider Threat Software: 12 Top Tools and Key Features
TL;DR: Insider threat software detects and prevents data loss caused by employees, contractors and compromised accounts. Venn is best for securing work on unmanaged and BYOD laptops, Cyberhaven for data-lineage-based detection, DTEX for privacy-preserving behavioral analytics, and Teramind for forensic activity evidence. What Is Insider Threat Software?  Insider threat software monitors user activity, data movement, […]
Contingent Workforce Management Software: 12 Tools Compared
Knowledge Article
Contingent Workforce Management Software: 12 Tools Compared
TL;DR: Contingent workforce management software centralizes how organizations source, onboard, pay and offboard external workers. Venn is best for securing contractor work on unmanaged devices, SAP Fieldglass for global enterprise VMS programs, Deel for cross-border contractor payments, and Beeline for tiered external workforce programs. What Is Contingent Workforce Management Software? Contingent Workforce Management (CWM) software […]
AI Governance Monitoring: Key Components & 5 Best Practices
Knowledge Article
AI Governance Monitoring: Key Components & 5 Best Practices
What Is AI Governance Monitoring?  AI governance monitoring tracks live artificial intelligence systems to ensure they remain safe, accurate, fair, and compliant with rules like the EU AI Act. Unlike governance reviews performed only before deployment, monitoring detects issues as AI systems and operating conditions change. Teams can use logs, metrics, automated tests, and alerts […]